SEC FORM 5 SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Alfred E. Mann Living Trust

(Last) (First) (Middle)
12744 SAN FERNANDO ROAD

(Street)
SYLMAR CA 91342

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MANNKIND CORP [ MNKD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 02/27/2017 G 14,500(1) D $0.00 3,654,553(1) D
Common Stock 02/27/2017 G 811,000(1) D $0.00 2,843,553(1) D
Common Stock 03/15/2017 G 69,418 D $0.00 2,774,135 D
Common Stock 03/16/2017 G 5,000 D $0.00 2,769,135 D
Common Stock 03/31/2017 G 80,028 D $0.00 2,689,107 D
Common Stock 04/03/2017 G 300,000 D $0.00 2,389,107 D
Common Stock 04/04/2017 G 195,158 D $0.00 2,193,949 D
Common Stock 04/05/2017 G 188,784 D $0.00 2,005,165 D
Common Stock 04/06/2017 G 233,922 D $0.00 1,771,243 D
Common Stock 04/07/2017 G 600,000 D $0.00 1,171,243 D
Common Stock 04/10/2017 G 250,548 D $0.00 920,695 D
Common Stock 04/11/2017 G 300,000 D $0.00 620,695 D
Common Stock 04/12/2017 G 160,525 D $0.00 460,170 D
Common Stock 04/13/2017 G 133,332 D $0.00 326,838 D
Common Stock 04/17/2017 G 142,280 D $0.00 184,558 D
Common Stock 04/17/2017 G 60,011 D $0.00 17,870,439 I See footnote(2)
Common Stock 04/18/2017 G 102,537 D $0.00 17,767,902 I See footnote(2)
Common Stock 04/19/2017 G 300,000 D $0.00 17,467,902 I See footnote(2)
Common Stock 04/20/2017 G 280,300 D $0.00 17,187,602 I See footnote(2)
Common Stock 04/21/2017 G 473,727 D $0.00 16,713,875 I See footnote(2)
Common Stock 04/26/2017 G 1,000,000 D $0.00 15,713,875 I See footnote(2)
Common Stock 05/09/2017 G 1,000,000 D $0.00 14,713,875 I See footnote(2)
Common Stock 05/15/2017 G 1,000,000 D $0.00 13,713,875 I See footnote(2)
Common Stock 05/16/2017 G 1,000,000 D $0.00 12,713,875 I See footnote(2)
Common Stock 05/19/2017 G 1,000,000 D $0.00 11,713,875 I See footnote(2)
Common Stock 05/24/2017 G 1,000,000 D $0.00 10,713,875 I See footnote(2)
Common Stock 05/30/2017 G 1,000,000 D $0.00 9,713,875 I See footnote(2)
Common Stock 06/02/2017 G 1,000,000 D $0.00 8,713,875 I See footnote(2)
Common Stock 06/13/2017 G 50,000 D $0.00 8,663,875 I See footnote(2)
Common Stock 06/14/2017 G 41,933 D $0.00 8,621,942 I See footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Alfred E. Mann Living Trust

(Last) (First) (Middle)
12744 SAN FERNANDO ROAD

(Street)
SYLMAR CA 91342

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Mann Group, LLC

(Last) (First) (Middle)
12744 SAN FERNANDO ROAD

(Street)
SYLMAR CA 91342

(City) (State) (Zip)
Explanation of Responses:
1. Share amounts have been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017.
2. Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.
Remarks:
Shares disposed of by the reporting persons during the one year period following the death of Alfred E. Mann were exempt from reporting in compliance with Rule 16(a)(2)(d) of the Securities Exchange Act of 1934, as amended.
/s/ Anoosheh Bostani and /s/ Michael S. Dreyer, Trustees of the Alfred E. Mann Living Trust 02/14/2018
/s/ Anoosheh Bostani and /s/ Michael S. Dreyer, Trustees of the Alfred E. Mann Living Trust, Manager of Mann Group, LLC 02/14/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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